The SEC published enforcement data for the last three months: 96 settlement cases totalling about 15.1 million baht. Most were late reporting or disclosure breaches, which are administrative. The largest fines hit digital-asset businesses and fund managers over system failures, not fraud. Named executives include the CEOs of GULF and KKPS, but the offences were filing delays. For a typical SME this is background only. If you hold shares in a listed company or run a licensed business, check your own filing deadlines, such as Form 59 for securities holdings, since late filings are the most common fine.